By appointing KMG Capital Markets as your fully licensed Alternative Investment Fund Manager, you will fulfill your fund’s compliance requirements. Whether you are managing a long-standing fund or venturing into new territory, we will reshape your paperwork and procedures in-line with regulatory requirements.
Reporting
In addition to licensing benefits, we take the tedious, costly and time-consuming task of reporting off your hands. We manage all reporting requirements on behalf of the fund to our national regulator, but also to any regulators in which you market your fund to professional or institutional investors and to the country regulators in which your fund is regulated.
KMG carries out regular reporting as required by AIFMD for the use of:
- European Systemic Risk Board (ESRB)
- European Securities and Markets Authorities (ESMA)
- AIF Board of Directors.
- Annex IV
Risk Management
Our Risk Management team are dedicated to ensuring the protection of your fund. We oversee all responsibilities associated with the assessment, monitoring, and review of your funds risk. Providing regular updates to your governing body and senior management in accordance with our Risk Management System, which include tasks related to:
- Implementing effective risk management policies and procedures
- Ensuring that risk limits always remain in accordance with the risk profile the fund discloses to investors
- Monitoring adherence to risk limits
Legal, compliance and regulatory compliance monitoring
This task covers anti-money laundering and counter-terrorist financing policies and procedures, remuneration policies, FATCA (Foreign Account Tax Compliance Act) and European Market Infrastructure Regulation (EMIR) compliance.
FATCA compliance includes:
- Reporting to the U.S. Internal Revenue Service information on the ownership of overseas assets held by U.S. investors.
EMIR compliance includes:
- Continuous assessment of sub-funds or Special Purpose Vehicles’ (SPVs) for compliance with EMIR regulations.
- Registration of any sub-funds or SPV’s that fall within the scope of EMIR regulations.
- Arranging International Swaps and Derivatives Association (ISDA) agreement with market-maker providing product within the scope of EMIR regulations
- Regular data reporting and reconciliation of eligible products as determined by EMIR regulation.